SHORT SALE CONSULTING

In addition to our innovative and insightful technology, we also provide one of a kind, industry leading consulting services. 

​

In the ever changing regulatory landscape surrounding short selling, it ia more important than ever to evolve.  Firms must stay ahead of the curve to ensure that their operational, supervisory and compliance procedures hold up during a regulatory audit.

​

Our team provides a multitude of services, from portfolio review to drafting of written supervisory procedures.